[HTML][HTML] Robust portfolio optimization: a categorized bibliographic review

P Xidonas, R Steuer, C Hassapis - Annals of Operations Research, 2020 - Springer
Robust portfolio optimization refers to finding an asset allocation strategy whose behavior
under the worst possible realizations of the uncertain inputs, eg, returns and covariances, is …

[图书][B] Moment and Polynomial Optimization

J Nie - 2023 - SIAM
Moment and polynomial optimization has received high attention in recent decades. It has
beautiful theory and efficient methods, as well as broad applications for various …

A survey of semidefinite programming approaches to the generalized problem of moments and their error analysis

E Klerk, M Laurent - World Women in Mathematics 2018: Proceedings of …, 2019 - Springer
The generalized problem of moments is a conic linear optimization problem over the convex
cone of positive Borel measures with given support. It has a large variety of applications …

Utilizing dependence among variables in evolutionary algorithms for mixed-integer programming: A case study on multi-objective constrained portfolio optimization

Y Chen, A Zhou, S Das - Swarm and Evolutionary Computation, 2021 - Elsevier
Abstract Mixed-Integer Non-Linear Programming (MINLP) is not rare in real-world
applications such as portfolio investment. It has brought great challenges to optimization …

Convergence analysis of a Lasserre hierarchy of upper bounds for polynomial minimization on the sphere

E de Klerk, M Laurent - Mathematical Programming, 2022 - Springer
We study the convergence rate of a hierarchy of upper bounds for polynomial minimization
problems, proposed by Lasserre (SIAM J Optim 21 (3): 864–885, 2011), for the special case …

Distributionally robust optimization with moment ambiguity sets

J Nie, L Yang, S Zhong, G Zhou - Journal of Scientific Computing, 2023 - Springer
This paper studies distributionally robust optimization (DRO) when the ambiguity set is given
by moments for the distributions. The objective and constraints are given by polynomials in …

Improved convergence analysis of Lasserre's measure-based upper bounds for polynomial minimization on compact sets

L Slot, M Laurent - Mathematical Programming, 2022 - Springer
We consider the problem of computing the minimum value f_\min, K f min, K of a polynomial f
over a compact set K ⊆ R^ n K⊆ R n, which can be reformulated as finding a probability …

Peak Value-at-Risk Estimation for Stochastic Differential Equations using Occupation Measures

J Miller, M Tacchi, M Sznaier… - 2023 62nd IEEE …, 2023 - ieeexplore.ieee.org
This paper proposes an algorithm to upper-bound maximal quantile statistics of a state
function over the course of a Stochastic Differential Equation (SDE) system execution. This …

A distributionally robust optimization model for batch nonlinear switched time-delay system considering uncertain output measurements

J Yuan, K Guo, L Meng, C Liu, KL Teo, J Xie - Nonlinear Analysis: Hybrid …, 2023 - Elsevier
In this paper, we consider a nonlinear switched time-delay (NSTD) system with unknown
switching times and unknown system parameters, where the output measurement is …

Risk-averse stochastic programming: Time consistency and optimal stopping

A Pichler, RP Liu, A Shapiro - Operations Research, 2022 - pubsonline.informs.org
This paper addresses time consistency of risk-averse optimal stopping in stochastic
optimization. It is demonstrated that time-consistent optimal stopping entails a specific …